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cadyeducation.bsky.social

cadyeducation.com | We create cartoons for compliance training and to simplify complex legal concepts.

66 posts 19 followers 68 following

Posts 25 Comments 25

If you're hoping for some normalcy at the SEC, I don't know how much this means, but it's not a bad sign that Sam Waldon was just made the Acting Enforcement Director: bit.ly/3E6Vr3z

submitted 37 days ago • 0 comments

Sounds like this guy Maury Blackman, who I’ve never heard of until 2 minutes ago, was arrested for domestic violence a while back.

submitted 38 days ago • 4 comments

SEC Finally Gets around to Filing Very Easy Case against Elon Musk bit.ly/42kEY65

submitted 39 days ago • 0 comments

Silver Point Capital's Not-So-Great Wall bit.ly/4jlWQTY

submitted 45 days ago • 0 comments

SEC cranks out one more off-channel case for old time's sake: bit.ly/4gWnGAO

submitted 48 days ago • 0 comments

Cherry picking case from last month: bit.ly/3DNDeYZ

submitted 52 days ago • 0 comments

What Will Paul Atkins Do with the SEC's Formal Order Authority? bit.ly/4gEbeoK

submitted 75 days ago • 0 comments

The S.D.N.Y. Gets Mad about AI Music bit.ly/4eJ7PDz

submitted 98 days ago • 0 comments

Do Not Entrust Your Child or Mental Health to This Robot bit.ly/4hSSgfg

submitted 105 days ago • 0 comments

If you want to read something awesome that isn't about the election, check out the SCCE blog from this morning: bit.ly/4fC44AE

submitted 116 days ago • 0 comments

I'm slightly optimistic because Trump's campaign isn't behaving like one that thinks it's going to win.

submitted 120 days ago • 0 comments

SEC Starts New Cybersecurity Practice Area bit.ly/40iREcs

submitted 128 days ago • 0 comments

A Conversation I Had with My Daughter One Time youtu.be/a4taM7MwwIs

submitted 135 days ago • 0 comments

Moog Stumbles into Some FCPA Problems in India bit.ly/3BNRU9m

submitted 137 days ago • 0 comments

If you're feeling anxious about the election, it's because the stakes are very high, and the historical inflection point is getting closer. It's not because the odds have worsened. If you feel like they have, the main factor is your social media feed, not anything concrete. I strongly second this👇

submitted 139 days ago • 13 comments

Artificial Intelligence Fraud Is Sometimes Like Every Other Kind of Securities Fraud bit.ly/3NoPcto

submitted 139 days ago • 0 comments

SEC Says Just File Your Form 4s on Time bit.ly/4eWIgiS

submitted 142 days ago • 0 comments

You better straighten up your act! youtu.be/D_ZkTkGEPws

submitted 145 days ago • 0 comments

SEC Says the Bonds of Friendship Mean Nothing in the Face of Corporate Director Independence Requirements bit.ly/3Ne2dGf

submitted 146 days ago • 0 comments

Atom Investors Shows a Creative Path to Cooperation Credit bit.ly/47XCITc

submitted 150 days ago • 0 comments

Live shot of Gurbir Grewal's office just after the end of the SEC's fiscal year:

submitted 152 days ago • 0 comments

Reg FD and the Internet Are Somehow Still a Thing bit.ly/3zHojxE

submitted 154 days ago • 0 comments

This DraftKings Reg FD case is kind of interesting in light of the non-charged Reed Hastings/Netflix issues about 10 years ago: www.sec.gov/newsroom/pre...

submitted 157 days ago • 0 comments

Surfing the Newest Wave of SEC Whistleblower "Pretaliation" Cases bit.ly/3TJ7Kbp

submitted 158 days ago • 0 comments

At this point if you're an IA or BD -- whatever the facts actually are -- just self-report texting about work on personal phones to get the cooperation credit: bit.ly/3XwN0… [11 Firms to Pay $88 Million to Settle SEC’s Charges for Widespread Recordkeeping Failures]

submitted 159 days ago • 0 comments